कोशिश गोल्ड - मुक्त
Sebi Tightens Rules for Advisers, Analysts
Mint Bangalore
|January 09, 2025
The market regulator tightened rules for independent advisers and research analysts by imposing deposit requirements and restrictions on the scope of advice to enhance transparency and protect investors.
The new guidelines—following the amendment notified on 16 December—aim to reinforce compliance and ensure better segregation of services between independent advisers (IAs) and research analysts (RAs), according to norms released by the Securities and Exchange Board of India (Sebi) on Wednesday.
Deposit requirements
Sebi introduced a tiered deposit structure for IAs and RAs based on the maximum number of clients served on any given day during the previous financial year.
Up to 150 clients: ₹1 lakh
151 to 300 clients: ₹2 lakh
यह कहानी Mint Bangalore के January 09, 2025 संस्करण से ली गई है।
हजारों चुनिंदा प्रीमियम कहानियों और 10,000 से अधिक पत्रिकाओं और समाचार पत्रों तक पहुंचने के लिए मैगज़्टर गोल्ड की सदस्यता लें।
क्या आप पहले से ही ग्राहक हैं? साइन इन करें
Mint Bangalore से और कहानियाँ
Mint Bangalore
PM launches indigenously built naval ships
Prime Minister Narendra Modi on Sunday commissioned three indigenously built naval ships at the Syama Prasad Mookerjee Port in Kolkata.
1 min
June 22, 2026
Mint Bangalore
Fintechs explore new biz via UPI cashbacks
Cashback is no longer just a tool to drive payments on UPI, the unified payments interface.
1 min
June 22, 2026
Mint Bangalore
India’s economic expansion will be driven by a capex supercycle
What began with government support for infrastructure is now broadening into energy, defence, manufacturing and tech
3 mins
June 22, 2026
Mint Bangalore
Warsh’s Fed leadership: can we breathe easier?
The US Fed's decision to hold rates steady under its new chair Warsh reaffirms that politics has no place in rate decisions. It matters. Fed actions affect global markets, India’s included
2 mins
June 22, 2026
Mint Bangalore
Three Indian tankers re-emerge, pointing to Hormuz traffic uptick
Three fully laden India-linked supertankers have re-emerged in the Gulf of Oman, adding to increased observed bi-directional traffic across the northern and southern routes of the Strait of Hormuz even as conflicting narratives over the status of transits persist.
2 mins
June 22, 2026
Mint Bangalore
Govt plans ₹7,000 cr sops to fire up chip ecosystem
Incentives aim to attract ₹15,000 crore in fresh investment, generate 4,700 jobs
1 mins
June 22, 2026
Mint Bangalore
How to turn an idea into a lasting business
For an idea to become a successful business, it must be repeatable and valuable, while proving it can survive real-world constraints
4 mins
June 22, 2026
Mint Bangalore
‘Deep-tech will see funding surge amid sovereign push’
Celesta’s Viswanathan sees potential in space, defence, AI as national security concerns rise
3 mins
June 22, 2026
Mint Bangalore
Will Zee's Fifa bet shake up the entertainment market?
Broadcasters & streaming platforms could see strengthened competition for viewer eyeballs
2 mins
June 22, 2026
Mint Bangalore
Dark transits, Chinese supply blunt aluminium shock
The Iran war caused one of the biggest supply shocks to ever hit the aluminium market, but the runaway price surge that many were bracing for has been blunted by the ingenuity of producers from West Asia to China.
1 mins
June 22, 2026
Listen
Translate
Change font size