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ASIC targets CPD failures in advice
Financial Standard
|November 17, 2025
Five financial advisers have been brought before the Financial Services and Credit Panel (FSCP) for failing to comply with their continuing professional development (CPD) requirements, ASIC said.
The financial regulator convened multiple sitting panels between March and May 2025. The panel decided to give four financial advisers reprimands and to take no action in relation to one financial adviser.
Diese Geschichte stammt aus der November 17, 2025-Ausgabe von Financial Standard.
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