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Unregistered advisers facing Sebi crackdown
Financial Express Kochi
|November 12, 2025
ONLY SIX OF the 218 enforcement orders, issued by Sebi during the 2013March 2025 period under investment advisers regulations, involved registered investment advisers, that too for technical, procedural or documentation-led lapses, an analysis by the Association of Registered Investment Advisers (ARIA) showed.
In contrast, 97% of enforcement actions were directed at unregistered and registered trading call providers.The analysis showed that unregistered trading call providers were served 147 orders (67%), while registered ones engaged in int
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